COMPLIANCE ENFORCEMENT/REMEDIATION COMMITTEE
The Compliance Enforcement/Remediation Committee focuses on addressing known issues with industry sales practices and advising retail Members on how to best address such issues when they are identified. This Committee also establishes suggested guidelines for remediation of customer concerns for our retail Members. These suggested guidelines provide helpful insight to our retail members and assists them when they are establishing strategies, protocols to address and correct non-complaint sales practices or customer concerns.
The Chair of this Committee is Jeremy Jason of Lear Capital Inc.